June 28, 2017 - June 30, 2017

AU Small Finance Bank IPO Subscription Details

IPO Detail

AU Small Finance Bank IPO Anchor Investor Allocation

A total of 1,57,26,649 shares at a price of Rs 358 per share will be allotted to the anchor investors.

Anchor investors bid opening date	null
Anchor investor price	Rs.358.00
Anchor investors as % of QIBs	60.00%
No. of shares locked-in for 30 days	78,63,325
No. of shares locked-in for 90 days	78,63,325

S.No.	Anchor Investor	No. of Shares Allotted	Amount (Rs.cr.)	% Allotment within Anchor Investor Portion	% Allotment of Issue
1	NOMURA SINGAPORE LTD.	8,11,841	29.06	5.16	1.52
2	MERRILL LYNCH MARKETS SINGAPORE PTE.LTD.	6,31,523	22.61	4.02	1.18
3	ADITYA BIRLA SUN LIFE MUTUAL FUND	5,41,200	19.37	3.44	1.01
3A.	ADITYA BIRLA SUN LIFE BANKING & FINANCIAL SERVICES FUND	3,29,599	11.80	2.10	0.62
3B.	ADITYA BIRLA SUN LIFE SMALL CAP FUND	2,11,601	7.58	1.35	0.40

4	AMANSA HOLDINGS PVT.LTD.	5,41,200	19.37	3.44	1.01
5	DB INTERNATIONAL (ASIA) LTD.	5,41,200	19.37	3.44	1.01
6	EAST BRIDGE CAPITAL MASTER FUND LTD.	5,41,200	19.37	3.44	1.01
7	GOVERNMENT OF SINGAPORE-E	5,41,200	19.37	3.44	1.01
8	HSBC GLOBAL INVESTMENT FUNDS-INDIAN EQUITY	5,41,200	19.37	3.44	1.01
9	ICICI PRUDENTIAL MUTUAL FUND	5,41,200	19.37	3.44	1.01
9A.	ICICI PRUDENTIAL BUSINESS CYCLE FUND-SERIES 1	2,76,914	9.91	1.76	0.52
9B.	ICICI PRUDENTIAL GROWTH FUND-SERIES 8	62,115	2.22	0.40	0.12
9C.	ICICI PRUDENTIAL VALUE FUND-SERIES 6	2,02,171	7.24	1.29	0.38

10	INDUS INDIA FUND (MAURITIUS) LTD.	5,41,200	19.37	3.44	1.01
11	JUPITER SOUTH ASIA INVESTMENT CO.LTD.-SOUTH ASIA ACCESS FUND	5,41,200	19.37	3.44	1.01
12	KUWAIT INVESTMENT AUTHORITY FUND 225	5,41,200	19.37	3.44	1.01
13	MOTILAL OSWAL MUTUAL FUND	5,41,200	19.37	3.44	1.01
13A.	MOTILAL OSWAL ELSS TAX SAVER FUND	31,365	1.12	0.20	0.06
13B.	MOTILAL OSWAL FLEXI CAP FUND	4,28,532	15.34	2.72	0.80
13C.	MOTILAL OSWAL MIDCAP FUND	81,303	2.91	0.52	0.15

14	NIPPON INDIA MUTUAL FUND	5,41,200	19.37	3.44	1.01
14A.	NIPPON INDIA BANKING & FINANCIAL SERVICES FUND	2,70,600	9.69	1.72	0.51
14B.	NIPPON INDIA EQUITY SAVINGS FUND	2,70,600	9.69	1.72	0.51

15	NOMURA FUNDS IRELAND PLC-NOMURA FUNDS IRELAND-INDIA EQUITY FUND	5,41,200	19.37	3.44	1.01
16	PACIFIC HORIZON INVESTMENT TRUST PLC	5,41,200	19.37	3.44	1.01
17	STEADVIEW CAPITAL MAURITIUS LTD.	5,41,200	19.37	3.44	1.01
18	UTI MUTUAL FUND	5,41,200	19.37	3.44	1.01
18A.	UTI BANKING & FINANCIAL SERVICES FUND	2,70,600	9.69	1.72	0.51
18B.	UTI FLEXI CAP FUND	1,69,986	6.09	1.08	0.32
18C.	UTI UNIT LINKED INSURANCE PLAN	1,00,614	3.60	0.64	0.19

19	DSP MUTUAL FUND	4,51,041	16.15	2.87	0.84
19A.	DSP ELSS TAX SAVER FUND	2,26,853	8.12	1.44	0.42
19B.	DSP LARGE & MID CAP FUND	2,24,188	8.03	1.43	0.42

20	KOTAK MAHINDRA MUTUAL FUND	4,51,041	16.15	2.87	0.84
20A.	KOTAK DEBT HYBRID FUND	13,940	0.50	0.09	0.03
20B.	KOTAK ELSS TAX SAVER FUND	1,67,567	6.00	1.07	0.31
20C.	KOTAK CONTRA FUND	27,921	1.00	0.18	0.05
20D.	KOTAK INFRASTRUCTURE & ECONOMIC REFORM FUND	74,046	2.65	0.47	0.14
20E.	KOTAK SMALL CAP FUND	1,67,567	6.00	1.07	0.31

21	PICTET-INDIAN EQUITIES	4,51,041	16.15	2.87	0.84
22	WASATCH EMERGING INDIA FUND	4,51,041	16.15	2.87	0.84
23	WELLS FARGO ADVANTAGE EMERGING MARKETS EQUITY FUND	4,51,041	16.15	2.87	0.84
24	BLACKROCK INDIA EQUITIES (MAURITIUS) LTD.	4,01,535	14.37	2.55	0.75
25	360 ONE MUTUAL FUND	3,60,800	12.92	2.29	0.68
26	MYRIAD OPPORTUNITIES MASTER FUND LTD.	3,60,800	12.92	2.29	0.68
27	SUNDARAM MUTUAL FUND	3,60,800	12.92	2.29	0.68
27A.	SUNDARAM AGGRESSIVE HYBRID FUND	1,39,974	5.01	0.89	0.26
27B.	SUNDARAM LARGE & MID CAP FUND	40,426	1.45	0.26	0.08
27C.	SUNDARAM LARGE CAP FUND	1,39,974	5.01	0.89	0.26
27D.	SUNDARAM MONTHLY INCOME PLAN	40,426	1.45	0.26	0.08

28	JANCHOR PARTNERS PAN-ASIAN MASTER FUND	2,91,504	10.44	1.85	0.55
29	SBI MUTUAL FUND	2,89,747	10.37	1.84	0.54
29A.	SBI BANKING & FINANCIAL SERVICES FUND	38,294	1.37	0.24	0.07
29B.	SBI MIDCAP FUND	2,23,491	8.00	1.42	0.42
29C.	SBI MULTI ASSET ALLOCATION FUND	27,962	1.00	0.18	0.05

30	BARODA BNP PARIBAS MUTUAL FUND	2,70,641	9.69	1.72	0.51
30A.	BARODA BNP PARIBAS ARBITRAGE FUND	19,352	0.69	0.12	0.04
30B.	BARODA BNP PARIBAS MIDCAP FUND	1,74,373	6.24	1.11	0.33
30C.	BARODA BNP PARIBAS MULTI CAP FUND	76,916	2.75	0.49	0.14

31	HSBC MUTUAL FUND	2,70,641	9.69	1.72	0.51
32	SBI MNC FUND	2,23,491	8.00	1.42	0.42
33	BANDHAN MUTUAL FUND	1,90,853	6.83	1.21	0.36
33A.	BANDHAN BALANCED ADVANTAGE FUND	86,744	3.11	0.55	0.16
33B.	BANDHAN FOCUSED FUND	1,04,109	3.73	0.66	0.19

34	DRIEHAUS EMERGING MARKETS SMALL CAP GROWTH FUND,A SERIES OF DRIEHAUS MUTUAL FUNDS	1,80,441	6.46	1.15	0.34
35	MASTER TRUST BANK OF JAPAN LTD.,THE AS TRUSTEE OF BLACKROCK INDIA EQUITY FUND	1,39,665	5.00	0.89	0.26
36	SBI RESURGENT INDIA OPPORTUNITIES FUND	27,962	1.00	0.18	0.05
		1,57,26,649	563.01	100	29.44

IPO Investor Categories

Qualified Institutional Buyers (QIB)
Financial Institutions, Banks, FIIs, and Mutual Funds registered with SEBI are called QIBs. In most cases, QIBs represent small investors who invest through mutual funds, ULIP schemes of insurance companies, and pension schemes.
Non-Institutional Investors (NII)
Retail Individual Investors (HNI), NRIs, Companies, Trusts, etc. who bid for shares worth more than Rs 2 lakhs are known as Non-institutional bidders (NII). Unlike QIB bidders, they do not need SEBI registration.
NII category has two subcategories:
1. sNII (bids below Rs 10L)
  The Small NII category is for NII investors who bid for shares between Rs 2 lakhs to Rs 10 lakhs. 1/3 of NII category shares are reserved for the Small NII sub-category. This subcategory is also known as Small HNI (sHNI).
2. bNII (bids above Rs 10L)
  The Big NII category is for NII investors who bid for shares worth more than Rs 10 Lakhs. 2/3 of NII category shares are reserved for the Big NII subcategory. This subcategory is also known as Big HNI (bHNI).
Retail Individual Investors (RII)
The retail individual investor or NRIs who apply up to Rs 2 lakhs in an IPO are considered as RII reserved category.
Employee (EMP)
A category of eligible employees who have a reserved quota in the IPO.
Others
A category of eligible shareholders or other investors who have a reserved quota in the IPO.

What is the difference between RII, NII, QIB and Anchor Investor?

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AU Small Finance Bank IPO Subscription FAQs

The AU Small Finance Bank IPO is subscribed 53.6 times by Jun 30, 2017 17:00.