AU Small Finance Bank IPO Subscription Details

Bookbuilding IPO | ₹1,913 Cr | Listed at BSE, NSE | Wed, Jun 28, 2017 - Fri, Jun 30, 2017

Basis of Allotment - AU Small Finance Bank IPO

Category QIB NII Retail Employees Total
Ex. Anchor Anchor Investor Total QIB
Allocation (No. of shares)1,04,84,4341,57,26,6492,62,11,08378,63,3261,83,47,76010,00,0005,34,22,169
Allotment price (Rs.)358358358358358358358
No.of applications203342371,27312,89,2045,00212,95,716
No.of shares applied82,58,53,1601,57,26,64984,15,79,8091,11,58,48,0466,14,80,68914,48,7762,02,03,57,320
Amount collected (Rs.cr.)29,565.54 563.01 30,128.56 39,947.36 2,201.01 51.87 72,328.79
No.of times subscribed78.771.0032.11141.913.351.4537.82
No.of shares allotted1,04,84,4341,57,26,6492,62,11,08378,63,3261,83,47,76010,00,0005,34,22,169
Amount (Rs.cr.)375.34 563.01 938.36 281.51 656.85 35.80 1,912.51
No.of allottees203342378194,47,5061,9124,50,474

IPO Shares Offered

AU Small Finance Bank IPO is a public issue of 5.34 Cr equity shares. The issue offers 1.83 Cr shares to retail investors, 2.62 Cr shares to qualified institutional buyers, and 0.79 Cr shares to non-institutional investors.

CategoryShares OfferedAmt (₹ Cr.)Size (%)
QIB 2,62,11,083938.36 49.06%
    Anchor 1,57,26,649 563.01 29.44%
    QIB (Ex Anchor) 1,04,84,434 375.34 19.63%
NII 78,63,326281.51 14.72%
Retail1,83,47,760656.85 34.34%
Employee10,00,00035.80 1.87%
Total5,34,22,1691,912.51 100%

AU Small Finance Bank IPO Anchor Investor Allocation

A total of 1,57,26,649 shares at a price of Rs 358 per share will be allotted to the anchor investors.

Anchor investors bid opening dateJun 27, 2017
Anchor investor price₹358.00
Anchor investors as % of QIBs60.00%
No. of shares locked-in for 30 days78,63,325
No. of shares locked-in for 90 days78,63,325
S.No.Anchor InvestorGroup EntityNo. of Shares AllottedAmount (Rs.cr.)% Allotment within Anchor Investor Portion% Allotment of Issue
1 GOVERNMENT OF SINGAPORE-E GOVERNMENT OF SINGAPORE 5,41,200 19.37 3.44 1.01
2 KUWAIT INVESTMENT AUTHORITY FUND 225 KUWAIT INVESTMENT AUTHORITY 5,41,200 19.37 3.44 1.01
3 BLACKROCK INDIA EQUITIES (MAURITIUS) LTD. BLACKROCK 4,01,535 14.37 2.55 0.75
4 MASTER TRUST BANK OF JAPAN LTD.,THE AS TRUSTEE OF BLACKROCK INDIA EQUITY FUND BLACKROCK 1,39,665 5.00 0.89 0.26
5 NOMURA FUNDS IRELAND PLC-NOMURA FUNDS IRELAND-INDIA EQUITY FUND NOMURA 5,41,200 19.37 3.44 1.01
6 HSBC GLOBAL INVESTMENT FUNDS-INDIAN EQUITY HSBC 5,41,200 19.37 3.44 1.01
7 WELLS FARGO ADVANTAGE EMERGING MARKETS EQUITY FUND WELLS FARGO 4,51,041 16.15 2.87 0.84
8 JUPITER SOUTH ASIA INVESTMENT CO.LTD.-SOUTH ASIA ACCESS FUND JUPITER 5,41,200 19.37 3.44 1.01
9 PICTET-INDIAN EQUITIES PICTET 4,51,041 16.15 2.87 0.84
10 WASATCH EMERGING INDIA FUND WASATCH 4,51,041 16.15 2.87 0.84
11 AMANSA HOLDINGS PVT.LTD. AMANSA 5,41,200 19.37 3.44 1.01
12 PACIFIC HORIZON INVESTMENT TRUST PLC PACIFIC 5,41,200 19.37 3.44 1.01
13 DRIEHAUS EMERGING MARKETS SMALL CAP GROWTH FUND,A SERIES OF DRIEHAUS MUTUAL FUNDS DRIEHAUS 1,80,441 6.46 1.15 0.34
14 ICICI PRUDENTIAL BUSINESS CYCLE FUND-SERIES 1 ICICI PRUDENTIAL MUTUAL FUND 2,76,914 9.91 1.76 0.52
15 ICICI PRUDENTIAL VALUE FUND-SERIES 6 ICICI PRUDENTIAL MUTUAL FUND 2,02,171 7.24 1.29 0.38
16 ICICI PRUDENTIAL GROWTH FUND-SERIES 8 ICICI PRUDENTIAL MUTUAL FUND 62,115 2.22 0.40 0.12
17 NIPPON INDIA BANKING & FINANCIAL SERVICES FUND NIPPON INDIA MUTUAL FUND 2,70,600 9.69 1.72 0.51
18 NIPPON INDIA EQUITY SAVINGS FUND NIPPON INDIA MUTUAL FUND 2,70,600 9.69 1.72 0.51
19 ADITYA BIRLA SUN LIFE BANKING & FINANCIAL SERVICES FUND ADITYA BIRLA SUN LIFE MUTUAL FUND 3,29,599 11.80 2.10 0.62
20 ADITYA BIRLA SUN LIFE SMALL CAP FUND ADITYA BIRLA SUN LIFE MUTUAL FUND 2,11,601 7.58 1.35 0.40
21 SBI MIDCAP FUND SBI MUTUAL FUND 2,23,491 8.00 1.42 0.42
22 SBI MNC FUND SBI MUTUAL FUND 2,23,491 8.00 1.42 0.42
23 SBI MULTI ASSET ALLOCATION FUND SBI MUTUAL FUND 27,962 1.00 0.18 0.05
24 SBI RESURGENT INDIA OPPORTUNITIES FUND SBI 27,962 1.00 0.18 0.05
25 SBI BANKING & FINANCIAL SERVICES FUND SBI MUTUAL FUND 38,294 1.37 0.24 0.07
26 DSP ELSS TAX SAVER FUND DSP MUTUAL FUND 2,26,853 8.12 1.44 0.42
27 DSP LARGE & MID CAP FUND DSP MUTUAL FUND 2,24,188 8.03 1.43 0.42
28 UTI BANKING & FINANCIAL SERVICES FUND UTI MUTUAL FUND 2,70,600 9.69 1.72 0.51
29 UTI FLEXI CAP FUND UTI MUTUAL FUND 1,69,986 6.09 1.08 0.32
30 UTI UNIT LINKED INSURANCE PLAN UTI MUTUAL FUND 1,00,614 3.60 0.64 0.19
31 KOTAK CONTRA FUND KOTAK MAHINDRA MUTUAL FUND 27,921 1.00 0.18 0.05
32 KOTAK INFRASTRUCTURE & ECONOMIC REFORM FUND KOTAK MAHINDRA MUTUAL FUND 74,046 2.65 0.47 0.14
33 KOTAK SMALL CAP FUND KOTAK MAHINDRA MUTUAL FUND 1,67,567 6.00 1.07 0.31
34 KOTAK DEBT HYBRID FUND KOTAK MAHINDRA MUTUAL FUND 13,940 0.50 0.09 0.03
35 KOTAK ELSS TAX SAVER FUND KOTAK MAHINDRA MUTUAL FUND 1,67,567 6.00 1.07 0.31
36 SUNDARAM LARGE CAP FUND SUNDARAM MUTUAL FUND 1,39,974 5.01 0.89 0.26
37 SUNDARAM AGGRESSIVE HYBRID FUND SUNDARAM MUTUAL FUND 1,39,974 5.01 0.89 0.26
38 SUNDARAM LARGE & MID CAP FUND SUNDARAM MUTUAL FUND 40,426 1.45 0.26 0.08
39 SUNDARAM MONTHLY INCOME PLAN SUNDARAM MUTUAL FUND 40,426 1.45 0.26 0.08
40 MOTILAL OSWAL MIDCAP FUND MOTILAL OSWAL MUTUAL FUND 81,303 2.91 0.52 0.15
41 MOTILAL OSWAL FLEXI CAP FUND MOTILAL OSWAL MUTUAL FUND 4,28,532 15.34 2.72 0.80
42 MOTILAL OSWAL ELSS TAX SAVER FUND MOTILAL OSWAL MUTUAL FUND 31,365 1.12 0.20 0.06
43 BARODA BNP PARIBAS MIDCAP FUND BARODA BNP PARIBAS MUTUAL FUND 1,74,373 6.24 1.11 0.33
44 BARODA BNP PARIBAS MULTI CAP FUND BARODA BNP PARIBAS MUTUAL FUND 76,916 2.75 0.49 0.14
45 BARODA BNP PARIBAS ARBITRAGE FUND BARODA BNP PARIBAS MUTUAL FUND 19,352 0.69 0.12 0.04
46 HSBC MID CAP FUND HSBC MUTUAL FUND 2,70,641 9.69 1.72 0.51
47 BANDHAN BALANCED ADVANTAGE FUND BANDHAN MUTUAL FUND 86,744 3.11 0.55 0.16
48 BANDHAN FOCUSED FUND BANDHAN MUTUAL FUND 1,04,109 3.73 0.66 0.19
49 360 ONE FOCUSED FUND 360 ONE MUTUAL FUND 3,60,800 12.92 2.29 0.68
50 DB INTERNATIONAL (ASIA) LTD. DB INTERNATIONAL (ASIA) LTD. 5,41,200 19.37 3.44 1.01
51 EAST BRIDGE CAPITAL MASTER FUND LTD. EAST BRIDGE 5,41,200 19.37 3.44 1.01
52 INDUS INDIA FUND (MAURITIUS) LTD. INDUS 5,41,200 19.37 3.44 1.01
53 STEADVIEW CAPITAL MAURITIUS LTD. STEADVIEW CAPITAL 5,41,200 19.37 3.44 1.01
54 MYRIAD OPPORTUNITIES MASTER FUND LTD. MYRIAD 3,60,800 12.92 2.29 0.68
55 JANCHOR PARTNERS PAN-ASIAN MASTER FUND JANCHOR PARTNERS 2,91,504 10.44 1.85 0.55
56 MERRILL LYNCH MARKETS SINGAPORE PTE.LTD. MERRILL LYNCH 6,31,523 22.61 4.02 1.18
57 NOMURA SINGAPORE LTD. NOMURA 8,11,841 29.06 5.16 1.52
1,57,26,649563.0110029.44

IPO Subscription FAQs

The AU Small Finance Bank IPO is subscribed 53.5967926162048 times by Jun 30, 2017 17:00.

AU Small Finance Bank IPO Subscription

Investor Category Subscription (times)
Qualified Institutional78.7700032257345
Non Institutional143.510000602798
Retail Individual3.52000151517133
Employee Reservations1.450006
Total Subscription53.5967926162048

Retail category of AU Small Finance Bank IPO subscribed 3.52000151517133 times as of date Jun 30, 2017 17:00. The public issue closes on Fri, Jun 30, 2017 for bidding.

An investor can apply in AU Small Finance Bank IPO online via bank (using ASBA) or the broker (using UPI). The AU Small Finance Bank IPO shares are offered online only.

The AU Small Finance Bank IPO is subscribed 53.5967926162048 times by Jun 30, 2017 17:00.

The AU Small Finance Bank IPO allotment status is expected on or around Wednesday, July 5, 2017. Visit AU Small Finance Bank IPO allotment status to check.

The AU Small Finance Bank IPO listing date is July 10, 2017. The equity share of AU Small Finance Bank IPO will list on BSE, NSE.

Visit AU Small Finance Bank IPO subscription status page for real-time bidding information about AU Small Finance Bank IPO.

AU Small Finance Bank IPO Timetable

IPO opens OnWednesday, June 28, 2017
IPO Closes OnFriday, June 30, 2017
Finalisation of Basis of AllotmentWednesday, July 5, 2017
Initiation of RefundsThursday, July 6, 2017
Credit of Shares to Demat AccountFriday, July 7, 2017
IPO Listing DateMonday, July 10, 2017
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